DirecciónFrom Winning Consulting we are looking for a QC KYC profile to join an important Financial Entity in Madrid.
Function:
Perform Quality Control on the Client Due Diligence file Client Onboarding, Refresh and Offboarding assuring that the process is duly performed as per the internal policies and procedures.
Perform quality control on all KYC files prior to submission to 1LOD for sign-off Assist in developing, implementing, maintaining and updating policies and procedures related to Customer Due Diligence and Enhanced Due Issue guidance on KYC requirements as needed Work with departments involved in the AML process to implement CIP/KYC related work-flows, policies or procedures Provide AML guidance for new to Bank customer verification requirements and related matters regarding new clients Review and update, in conjunction with 1 and 2 LoD, compliance-related forms, training material, etc.
Review all KYC Forms and escalate any issue to 1 LoD. Escalate all DD to 1 LoD for its approval Assist with the co-ordination of AML regulatory matters as necessary Assist with periodic risk assessment process; review of risk rating methodology of customers and backup lead position Provide assistance to or back up other areas within AML team as necessary Participate in special/ad-hoc requests or projects Any other activity inherent to the role
Requirement:
Sound Banking and wholesale knowledge with degree in related subject (Banking, Finance, Business Administration)
Strong understanding of corporate and institutional clients, their organizational structures and business needs Strong knowledge KYC and AML policies
Understanding of relevant systems required to effectively manage and resolve issues in a timely manner
Quality Control Analysts: 1-2 years of experience in KYC/AML, Financial Crime or Regulatory Compliance
Quality Control Specialists: +5 years of experience in KYC/AML, Financial Crime or Regulatory Compliance
Workflow tools: Fenergo, KYC Tool
English - C1
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