DirecciónExecution Control Regulatory affairs Sr. AnalystCountry : Spain
At Santander () we are key players in the transformation of the financial sector. Do you want to join us?
Santander Back-Offices Globales Mayoristas (SBGM) is a public limited company wholly owned by Banco Santander and is part of the Santander Corporate & Investment Banking Division.
SBGM was created with the aim of being a center of excellence in the management of operations that require a high degree of specialization.
It is focused on the execution of specialized processes and corporate projects in Global Businesses : Markets, Financing, Transaction Banking, Wholesale Risks, General Intervention, etc.
Santander is proud of being an organization where there are equal opportunities regardless of gender identity, culture and disability.
Our mission is to contribute to help more people and business prosper. We embrace a strong risk culture and all of our professionals at all levels are expected to take a proactive and responsible approach toward risk management.
WHAT YOU WILL BE DOING
As a Execution Control Regulatory affairs Sr Analyst , you will be responsible for oversight over analysts controls executiondefined in the global control framework to comply with applicable Regulatory Affairs, Operational Risk and Market Abuse requirements on market trades of different geographies of SCIB, and for performing escalation when needed.
All ensuring that the service level agreements (SLAs) within the different geographies and branches are achieved and the escalation and analysis procedures are followed.
WHAT YOU WILL BE DOING
We need someone like you to help us in different fronts :
- Oversight over analysts execution Regulatory Affairs controls on market trades of different geographies of SCIB
- Participation in activities necessary to respond to requests from the Regulator, IA requests and relationship with LOD
- Perform in-depth analysis for breaches reported by analysts
- Escalation (breaches, , etc.) to local LOD
- Prepare monthly dashboards reports of metrics to the first line of defense as responsible for control
- Assist in the creation, development and review of EC procedures
- Assist in identifying systemic procedural weaknesses and additional training requirements for the EC process.
- Assist the group with additional necessary task / s rather than controls execution.
- Observe, assess and recommend potential improvements in the effectiveness of Delegated Controls Procedures
- Conduct periodic Quality Controls for the alerts performed, following the QC plan.
- Management and reporting of information to ensure compliance with the SLAs agreed with the different geographies and internal teams.
- Provide your team of analysts with guidance, organization and material resources as well as organization and training to be able to carry out the day to day of their work with a level of excellence, listening to their contributions of improvement and incidents and guaranteeing the correct dimensioning to be able to comply with the established SLAs.
REQUIREMENTS
University or college degree
At least years experience of working in the Financial Services industry with knowledge of OTC Derivatives& Fixed income products.
A background in either internal control, quality assurance or audit.
Strong Microsoft Office capabilities, particularly in Excel and Power Point.
Outstanding Spanish and English reading and writing skills
